Manager, Audit Governance and Control in Toronto, Ontario

TD Bank

Work Location:

Toronto, Ontario, Canada



Line of Business:

Governance & Control

Pay Details:

We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description:

Department Overview:

Audit’s Professional Practice Group (PPG) provides strategic guidance and independent oversight to Internal Audit professionals. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations.

We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description:

Reporting to the Senior Manager Audit Governance and Control, the Manager Audit Governance and Control leads a diverse portfolio of risk related programs to effectively manage and mitigate operational and regulatory risks (with a focus on Privacy and Regulatory Compliance programs) and drive a strong governance and control culture. This includes liaising between team members, cross functional teams across various geographies, business and technology stakeholders to ensure deliverables, requirements, schedules, meeting plans and associated change activities are planned, communicated, and delivered.

You will also be responsible to provide thought leadership and facilitate key strategic audit discussions with executives as you build new relationships with key enterprise partners and gain a deeper understanding into our processes.

Job Accountabilities:

The general accountability of this role ensures effective execution of the enterprise 1B Mandate and Standard across Internal Audit, include but are not limited to the following:

  • Interact with corporate and/or control functions to ensure alignment with Enterprise and/or Regulatory requirements.

  • Act as Privacy Designate for Internal Audit.

  • Assess and identify key issues and raise to the appropriate levels and relevant partners and business management where required.

  • Lead and plan activities that require alignment across multiple areas.

  • Execute and coordinate controls, testing and monitoring requirements, where required.

  • Participate in enterprise committees, meetings, or programs.

  • Identify, mitigate, and report on risk issues according to guidelines and ensure appropriate escalation processes are followed; raise nonstandard issues to relevant shareholders and audit management where required.

  • Lead the development and integrated implementation of policies, processes, procedures, changes across multiple audit areas while ensuring they follow applicable regulations and stay knowledgeable on emerging issues, trends, and regulatory requirements.

  • Understand end-to-end processes and integrate best practices to continually improve the effectiveness and efficiency of governance and control programs.

  • Ensures artifacts are preserved in accordance with program governance standards.

Job Requirements:

  • 5-7 years of relevant experience in Compliance, Audit, Risk Management or Governance and Control areas with an undergraduate degree.

  • Deep industry and business knowledge and expertise on risk and control functions.

  • Knowledge related to controls and transactional testing, be a critical thinker and

understand how to identify and mitigate risk.

  • Ardent in processing and handling confidential information with discretion while acting with the highest levels of integrity.

  • Proficiency with MS Office, analytical tools, and Internet applications.

  • A strong negotiator and decision maker who can influence business leaders and make rationale choices.

A dynamic leader who can work collaboratively, communicate effectively in both oral and written form, and build relationships across teams and functions in a fast-changing environment

Who We Are:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more (

Additional Information:

We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process

We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement:


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